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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
09/18/2020 Commodity Futures Trading Commission CFTC’s Policies and Procedures Regarding Oversight of Cybersecurity Safeguards by Registered Entities Audit Agency-Wide
06/05/2020 Commodity Futures Trading Commission Transmittal Letter for OIG Semi-Annual Report to Congress ending March 31,2020 Semiannual Report Agency-Wide
06/05/2020 Commodity Futures Trading Commission CFTC OIG Semi-Annual Report ending March 31, 2020 Semiannual Report Agency-Wide
01/14/2020 Commodity Futures Trading Commission CPF Audit Opinion and Financial Statements FY 2019 (October 31, 2019) Audit Agency-Wide
01/14/2020 Commodity Futures Trading Commission 2019 Financial Statement Audit Opinion (November 20, 2019) Audit Agency-Wide
01/09/2020 Commodity Futures Trading Commission Management Challenges – Fiscal Year 2019 Top Management Challenges Agency-Wide
01/08/2020 Commodity Futures Trading Commission Management of Select Service Contracts Used by the Office of Data and Technology (ODT) (September 11, 2019) Inspection / Evaluation Agency-Wide
01/08/2020 Commodity Futures Trading Commission CFTC’s Compliance with the Digital Accountability and SUBJECT: Transparency Act (DATA Act) of 2014 (FY 2019 Quarter 1) (December 5, 2019) Audit Agency-Wide
10/31/2019 Commodity Futures Trading Commission CFTC OIG Semiannual Report with Cover Letter Oct 31, 2019 Semiannual Report Agency-Wide
06/11/2019 Commodity Futures Trading Commission Briefing Report: Unaccounted Laptops Review Agency-Wide

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