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Inspector General Reports

Report Datesort ascending Agency Reviewed / Investigated Title Type Location
06/07/2019 Commodity Futures Trading Commission Review of CFTC’s Data Governance Program: Integrated Surveillance System Review Agency-Wide
03/31/2019 Commodity Futures Trading Commission March 31, 2019 Report Semiannual Report Agency-Wide
03/07/2019 Commodity Futures Trading Commission Audit of the Financial Stability Oversight Council’s Monitoring of International Financial Regulatory Proposals and Developments – Transmit to CFTC Chairman Audit Agency-Wide
03/07/2019 Commodity Futures Trading Commission Review of CFTC’s Data Governance Program: Integrated Surveillance System Audit Agency-Wide
12/18/2018 Commodity Futures Trading Commission September 30, 2018 Report Semiannual Report Agency-Wide
11/15/2018 Commodity Futures Trading Commission 2018 Financial Statement Audit Opinion Audit Agency-Wide
10/23/2018 Commodity Futures Trading Commission CPF Audit Opinion and Financial Statements FY 2018 Audit Agency-Wide
10/16/2018 Commodity Futures Trading Commission Inspection and Evaluation of the February 2018 CFTC-SEC harmonization briefing Inspection / Evaluation Agency-Wide
09/30/2018 Commodity Futures Trading Commission September 30, 2018 Report Semiannual Report Agency-Wide
09/28/2018 Commodity Futures Trading Commission Transmittal Letter: Expanding Customer Education Initiatives Review Agency-Wide

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