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Office of Compliance Inspections and Examinations' Management of Investment Adviser Examination Coverage Goals, Report No. 533

Submitting OIG: 
Securities and Exchange Commission OIG
Date Issued: 
Thursday, March 10, 2016
Agency Reviewed / Investigated: 
Securities and Exchange Commission
Submitting OIG-Specific Report Number: 
533
Component, if applicable: 
Division of Examinations
Location(s): 
Agency-Wide
Type of Report: 
Audit
Questioned Costs: 
$0
Funds for Better Use: 
$0
Number of Recommendations: 
2
View Document: 
AttachmentSize
PDF icon Office-of-Compliance-Inspections-and-Examinations-Management-of-Investment-Adviser-Examination-Coverage-Goals.pdf1.75 MB

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