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Audit of the Division of Corporation Finance’s Management of Requests for No-Action and Interpretive Letters, Exemptions, and Waivers, Report No. 540

Submitting OIG: 
Securities and Exchange Commission OIG
Date Issued: 
Monday, March 27, 2017
Agency Reviewed / Investigated: 
Securities and Exchange Commission
Submitting OIG-Specific Report Number: 
540
Component, if applicable: 
Division of Corporation Finance
Location(s): 
Agency-Wide
Type of Report: 
Audit
Questioned Costs: 
$0
Funds for Better Use: 
$0
Number of Recommendations: 
2
View Document: 
AttachmentSize
PDF icon Audit-of-CorpFins-Management-of-Requests-for-No-Action-and-Interpretive-Ltrs-Exemptions-Waivers.pdf896.78 KB

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